Spartan Capital
TRANSACTIONS
$2,100,000
Registered Direct Offering
Co-Placement Agent
FEBRUARY 2024
Financial Advisor
FEBRUARY 2024
$5,000,000
Follow On Offering
Sole Placement Agent
FEBRUARY 2024
$4,000,000
Follow On Offering
Sole Placement Agent
FEBRUARY 2024
$8,450,000
Private Placement
Exclusive Placement Agent
JANUARY 2024
$12,300,000
IPO
Sole-Book Running Manager
JANUARY 2024
$550,000
Convertible Note
Placement Agent
DECEMBER 2023
$375,000
Convertible Note
Placement Agent
DECEMBER 2023
$1,125,000
Preferred Equity
Placement Agent
DECEMBER 2023
Financial Advisor
DECEMBER 2023
Exclusive Financial Advisor to Business Combination
DECEMBER 2023
$69,000,000
SPAC IPO
Sole Book Runner
DECEMBER 2023
$1,010,000
Private placement
Exclusive Placement Agent
NOVEMBER 2023
Exclusive Advisory
OCTOBER 2023
$344,000
Private placement
Exclusive Placement Agent
OCTOBER 2023
$1,750,000
Preferred Equity
Exclusive Placement Agent
OCTOBER 2023
$285,715
Convertible Note
Exclusive Placement Agent
OCTOBER 2023
$14,000,000
Initial Public Offering
Sole Book Running Manager
OCTOBER 2023
$2,000,000
Convertible Note
Exclusive Placement Agent
OCTOBER 2023
$500,000
Convertible Note
Exclusive Placement Agent
OCTOBER 2023
$2,200,000
Registered Direct Offering
Exclusive Placement Agent
SEPTEMBER 2023
$3,000,000
Convertible Note
Exclusive Placement Agent
SEPTEMBER 2023
$15,000,000
Equity Line of Credit
Exclusive Placement Agent
SEPTEMBER 2023
Exclusive Advisory
SEPTEMBER 2023
$6,400,000
IPO
Sole Book Running Manager
AUGUST 2023
$1,350,000
Private Placement
Sole Placement Agent
AUGUST 2023
$3,125,000
OID Promissory Note
Exclusive Placement Agent
AUGUST 2023
$6,592,000
IPO
Co-Manager
AUGUST 2023
$1,090,000
Registered Direct Offering
Exclusive Placement Agent
JULY 2023
$9,600,000
IPO
$6,000,000
Placed As Selling Group Member
JULY 2023
$5,650,000
Initial Public Offering
Lead Underwriter
JULY 2023
$2,300,000
Registered Direct Offering
Exclusive Placement Agent
JULY 2023
$2,500,000
Registered Direct Offering
Exclusive Placement Agent
JULY 2023
$1,869,000
Secondary offering
Exclusive Placement Agent
JULY 2023
$250,000
Private Placement
Exclusive Placement Agent
JUNE 2023
$3,000,000
Secondary Offering
Exclusive Placement Agent
JUNE 2023
$1,510,000
Senior Secured Convertible Note
Exclusive Placement Agent
JUNE 2023
$7,140,000
Initial Public Offering
Co-Manager
JUNE 2023
$100,000,000
Equity Line of Credit
Exclusive Placement Agent
JUNE 2023
Merger Advisor
JUNE 2023
$437,500
OID Promissory Note
Exclusive Placement Agent
MAY 2023
$1,714,285
Senior Convertible Note
Exclusive Placement Agent
MAY 2023
$5,520,000
Sole Book Running Manager
Initial Public Offering
MAY 2023
$1,550,000
Confidentially Marketed Public Offering
Sole Book Running Manager
MAY 2023
$13,799,758
Public Offering
Co-Manager
MAY 2023
$9,199,997
Public Offering
Co-Manager
MAY 2023
$1,350,000
Public Offering
Sole Book-Running Manager
APRIL 2023
$6,875,000
Senior Secured Convertible Notes
Exclusive Placement Agent
APRIL 2023
$6,900,000
IPO
Sole Book-Runner
APRIL 2023
$18,100,000
Initial Public Offering
Sole Book-Runner
APRIL 2023
$16,000,000
Initial Public Offering
Co-Manager
MARCH 2023
$1,250,000
Private Placement
Exclusive Placement Agent
MARCH 2023
$500,000
Private Placement
Exclusive Placement Agent
MARCH 2023
$15,000,000
Initial Public Offering
Co-Manager
MARCH 2023
$1,823,529
OID Promissory Note
Exclusive Placement Agent
FEBRUARY 2023
$4,000,000
Senior Convertible Note
Exclusive Placement Agent
FEBRUARY 2023
$3,750,000
Public Offering
Sole-Bookrunner
FEBRUARY 2023
$375,000
OID Promissory Note
Exclusive Placement Agent
FEBRUARY 2023
$6,250,000
Registered Direct Offering
Exclusive Placement Agent
FEBRUARY 2023
$333,333
OID Note
JANUARY 2023
$388,889
OID Note
Exclusive Placement Agent
JANUARY 2023
$300,000,000
DeSpac of
JANUARY 2023
$3,333,333
Senior Secured Convertible Note
Exclusive Placement Agent
JANUARY 2023
$138,462
Senior Secured
OID Note
Exclusive Placement Agent
$500,000
OID Note
Exclusive Placement Agent
$7,000,000
IPO
Sole Book-Runner Manager
$3,750,000
OID Note
Exclusive Placement Agent
$400,000
Common Stock
Exclusive Placement Agent
$1,437,500
Original Issue Discount Note
Exclusive Placement Agent
$3,333,333
Convertible Note
Exclusive Placement Agent
$23,500,000
Exclusive Placement Agent
$4,999,882
PIPE
Placement
$444,444
OID Senior Notes
Exclusive Placement Agent
$475,000
Convertible Note
Exclusive Placement Agent
$50,000,000
Equity Purchase Agreement
Exclusive Placement Agent
$6,580,000
Uplisting
Joint Book-Runner
$1,500,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$100,000
Preferred Stock
Exclusive Placement Agent
$588,235
Promissory Note
Exclusive Placement Agent
$4,195,000
Uplisting
Joint Book-Runner
$14,254,252
IPO
Joint Book-Runner
$100,000,000
Atlas SPV
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$917,647
Convertible Note
Exclusive Placement Agent
$312,500
Convertible Note
Exclusive Placement Agent
$1,176,471
Senior Secured Convertible Note
Exclusive Placement Agent
$500,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$588,235
Senior Secured Convertible Note Exclusive Placement Agent
$200,000
Preferred Stock
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$4,882,353
Senior Secured Convertible Note Exclusive Placement Agent
$300,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$500,000
Convertible Note
Exclusive Placement Agent
$1,600,000
Convertible Note
Co-Placement Agent
$2,000,000
Senior Convertible Note
Co-Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$600,000
Convertible Note
Exclusive Placement Agent
$2,462,000
Senior Secured Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$543,500
Senior Secured Convertible Note
Exclusive Placement Agent
$1,350,500
Senior Secured Convertible Note
Exclusive Placement Agent
$4,570,000
Senior Secured Convertible Note
Exclusive Placement Agent
$600,000
Convertible Note
Exclusive Placement Agent
$100,000,000
Convertible Note
Exclusive Placement Agent
$10,300,001
Underwritten Public Offering/Uplisting Joint Book Running Manager
$2,376,500
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$22,000,000
IPO
Lead Book-Running Manager
$100,000,000
Atlas SPV
Exclusive Placement Agent
$1,764,710
Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$2,174,000
Convertible Note
Exclusive Placement Agent
$4,166,667
Convertible Note
Exclusive Placement Agent
$2,250,000
Series A Preferred Stock
Exclusive Placement Agent
$5,500,000
Convertible Note
Exclusive Placement Agent
$17,000,000
Underwritten Public Offering | Sole Book-Running Manager
$5,000,000
Senior Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$2,994,000
Senior Convertible Note
Exclusive Placement Agent
$100,000,000
Atlas SPV
Exclusive Placement Agent
$50,000,000
ATM Program
Co-Sales Agent
$1,125,000
Convertible Note
Exclusive Placement Agent
$20,000,000
Public Offering
Series D Preferred Stock Co-Manager
$300,000,000
IPO
Co-Manager
$11,000,000
Senior Convertible Note
Lead Placement Agent
$25,000,000
Convertible Notes
Exclusive Placement Agent
$12,500,000
IPO
$1,875,000
Over Allotment Sole Book-Running Manager
$41,800,000
Registered Direct Common Priced At Market - Co-Advisor
$12,000,000
Follow-On Equity Offering
Co-Manager
$10,000,000
Registered Direct Common Priced At Market
$4,000,000
Registered Direct Common Priced At Market - Exclusive Placement Agent
$4,750,000
Registered Direct Common Shares Exclusive Placement Agent
$15,000,000
PIPE
Exclusive Placement Agent
$24,000,000
At-The-Market Equity
Joint Book Runner
$30,000,000
Follow-On Equity Offering
Co-Manager
$5,100,000
Registered Direct Common Priced At- Market - Exclusive Placement Agent
$300,000,000
Strategic Partnership
Sole Advisor
$6,200,000
Follow-On Equity Offering
Exclusive Placement Agent
$15,000,000
Registered Direct Common Shares
Co-Advisor
$10,000,800
IPO
Co-Manager
$8,235,500
Follow-On Equity Offering
Co-Book Runner
$9,250,000
Registered Direct Common Priced At Market - Exclusive Placement Agent
$6,056,777
Follow-On Equity Offering
Exclusive Placement Agent
$3,379,000
Follow-On-Equity Offering
Exclusive Placement Agent
$5,500,000
Registered Direct Common Shares
Co-Advisor
$2,333,333
Registered Direct Common Priced At Market - Exclusive Placement Agent
$15,000,000
Acquisition of 14 restaurants
$2,000,000
Bridge Financing
$5,000,000
PIPE
Exclusive Placement Agent
$12,5000,000
Acquisition of 24 restaurants
$1,000,000
Bridge Financing
Exclusive Advisory
$9,000,000
PIPE
Exclusive Placement Agent
$13,500,000
At-The-Market Equity
Joint Book Runner
$3,750,000
PIPE
Exclusive Placement Agent
$623,000,000
IPO
Co-Manager
$19,500,000
IPO
Bookrunner
$20,000,000
Follow-on Equity Offering
Financial Advisor
$14,500,000
PIPE
Lead Placement Agent
539,000,000
Business Combination
100,000,000
Israeli Bond Issuance
Exclusive Financial Advisor*
$75,000,000
Capital Advisor to Searchlight Capital's
$12,000,000
IPO
Bookrunner
$44,620,000
Follow-on Equity Offering
Co-Manager
8,500,000
PIPE
Exclusive Advisor Capital Raiser
$10,000,000
Exclusive Advisor
Capital Raiser
$58,100,000
Follow-on Equity Offering
Co-Manager
$50,242,420
Secondary Offering
Co-Manager
$20,000,000
Reg A+
Lead Agent*
$94,000,000
Note Purchase
Exclusive Advisor
Capital Raiser*
$275,000,000
Placement Agent Term Loan B Facility Due 2021
$31,000,000
Follow-on Equity Offering
Co-Manager*
$18,000,000
Preferred Stock Offering*
$26,740,000
Follow-on Equity Offering Co-Manager*
$60,000,000
$25 Par Debt Offering*
$172,500,000
IPO
Co-Manager*
$450,000,000
Sr. Unsecured Fixed Due 2025
Co-Manager*
$6,000,000
PIPE
Joint Bookrunner
$18,000,000
Preferred Stock Offering*
$4,200,000
Exclusive Placement Agent
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
$15,000,000
PIPE
Exclusive Advisor Capital Raiser
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services
Advisory, Consulting,
M&A Services