Legal Policy

Spartan Capital Securities, LLC (Spartan Capital) is a Registered Broker Dealer headquartered at 45 Broadway, 9th Floor, New York, New York, 10006.  Spartan Capital is a member of FINRA as well as a member of SIPC, and is MSRB registered.

No statement within the website should be construed as a recommendation to buy or sell a security or to provide investment advice.  The information provided on this site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Spartan Capital to any registration requirement within such jurisdiction or country.

Neither Spartan Capital nor its Registered Representatives are engaged in rendering legal, accounting or tax advice.  Any information or service provided by Spartan Capital or its representatives is not to be construed as legal/accounting/tax advice or opinion.  Spartan Capital recommends that before acting on any advice or information provided by Spartan Capital or its representatives that you should consult with your attorney or CPA before making any investment decisions.

Links to third-party sites such as our clearing agent are provided for your convenience.  Such sites are not within our control and may not follow the same privacy, security, or accessibility standards as ours.  The third-party is responsible for the content and availability of its sites, partners or advertisers.

Spartan Capital does not warrant the accuracy of the materials provided herein, either expressed or implied.  Spartan Capital does not guarantee the accuracy or completeness of the information or make any warranties with regard to the results to be obtained from its use.  Spartan Capital LLC will not be responsible for any loss or damage that could result from interception by third parties of any information made available to you via this site.  Although the information provided to you on this site is obtained or compiled from sources we believe to be reliable, neither Spartan Capital nor any of its affiliates, directors, officers or employees, have any responsibility of any kind for any loss or damage that you incur in the event of failure or interruption or any other use of this site, regardless of cause.